SEC Form 4 · accession 0001179110-17-002860
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen Breakiron-Evans
Director
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 20, 2017 | A | 1,131 | A | — | — | Common Stock | 1,130 | 1,131 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
- F2The RSU vests in two installments, 419 on October 1, 2017 and 712 on October 1, 2018, subject to the Reporting Person's continued service as a director with CUB through such date. Dividends accure with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares will be delivered to the reporting person following each vesting date.