SEC Form 4 · accession 0001179110-17-000308
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Edwards
Officer — SVP, Gen. Counsel & Secretary
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | J | 45 | $47.95 | A | 3,144 | D | |
| Common StockF2 | holding | — | — | — | 5,367 | I | Edwards Family Trust DTD 8/19/96 | |
| Common StockF3 | holding | — | — | — | 345 | I | Cubic 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents securities acquired through Cubic's ESPP.
- F2The James R. Edwards and Joan M. Edwards Family Trust UA August 19, 1996, for which the Reporting Person is a co-trustee with his spouse.
- F3Represents shares held by the Reporting Person's 401(k).