SEC Form 4 · accession 0001179110-16-032032

· CUB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/CFO

Period of report

Nov 22, 2016

Accepted (ET)

Nov 23, 2016 · 4:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000026076

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 22, 2016	M	811	—	A	8,499	D
Common Stock^F2	Nov 22, 2016	F	305	$46.85	D	8,194	D
Common Stock^F4	holding	—	—		—	2,147	I	Cubic 401(k)
Common Stock^F5	holding	—	—		—	100	I	John David Thomas IRA
Common Stock^F6	holding	—	—		—	1,970	I	The John David Thomas 1998 Trust
Common Stock^F7	holding	—	—		—	14,625	I	The Thomas Family 2009 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Nov 22, 2016	M	811	D	—	—	Common Stock	811	0	D

F1Reflects the issuance of CUB common stock upon vesting of performance-based restricted stock units ("RSUs").
F2Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
F3This is the vesting of performance-based RSUs granted to the Reporting Person on December 12, 2013.
F4Represents shares held by the Reporting Person's 401(k),
F5Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights.
F6Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the Trustee with full voting and disposition rights.
F7Represents shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.