SEC Form 4 · accession 0001179110-16-032030
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Tanner
Officer — Vice President/Treasurer
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | M | 71 | — | A | 2,188 | D | |
| Common StockF2 | Nov 22, 2016 | F | 27 | $46.85 | D | 2,161 | D | |
| Common StockF4 | holding | — | — | — | 3,244 | I | Cubic 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 22, 2016 | M | 71 | D | — | — | Common Stock | 71 | 0 | D |
Explanation of responses
- F1Reflects the issuance of CUB common stock upon vesting of performance-based restricted stock units ("RSUs").
- F2Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
- F3This is the vesting of performance-based RSUs granted to the Reporting Person on December 12, 2013.
- F4Represents shares held by Reporting Person's 401(k).