SEC Form 4 · accession 0001179110-16-019160
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Thomas
Officer — EVP/CFO
Period of report
Feb 12, 2016
Accepted (ET)
Feb 12, 2016 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | P | 100 | $31.48 | A | 100 | I | John David Thomas IRA |
| Common StockF2 | holding | — | — | — | 1,970 | I | The John David Thomas 1998 Trust | |
| Common StockF3 | holding | — | — | — | 14,625 | I | The Thomas Family 2009 Trust | |
| Common StockF4 | holding | — | — | — | 1,152 | I | Cubic 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights.
- F2Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the Trustee with full voting and disposition rights
- F3Represents shares held by the Thomas Family 2009 Trust of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
- F4Represents shares held by the Reporting Person's 401(k).