SEC Form 4 · accession 0001179110-16-019156
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Harrison
Officer — SVP/Controller
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 2,296 | — | D | 0 | D | |
| Common StockF1,F2 | Dec 31, 2015 | J | 2,296 | — | A | 3,945 | I | The Harrison Living Trust 2008 |
| Common StockF2 | Feb 11, 2016 | P | 1,000 | $31.20 | A | 4,945 | I | The Harrison Living Trust 2008 |
| Common StockF3 | holding | — | — | — | 29 | I | Cubic 401(K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transfer of shares without consideration from the Reporting Person to the Harrison Living Trust 2008.
- F2Represents shares held in Harrison Living Trust 2008, a trust for which Reporting Person and his spouse are co-trustees with full voting and dispositive rights.
- F3Represents shares held by the Reporting Person's 401(k).