SEC Form 4 · accession 0001179110-16-018897
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Thomas
Officer — EVP/CFO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 6,411 | — | D | 0 | D | |
| Common StockF1,F3 | Dec 31, 2015 | J | 6,411 | — | A | 13,625 | I | The Thomas Family 2009 Trust |
| Common StockF2,F3 | Feb 9, 2016 | P | 1,000 | $30.8413 | A | 14,625 | I | The Thomas Family 2009 Trust |
| Common StockF4 | Feb 10, 2016 | P | 1,000 | $32.08 | A | 1,970 | I | The John David Thomas 1998 Trust |
| CommonF5 | holding | — | — | — | 1,152 | I | Cubic 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transfer of shares without consideration from the Reporting Person to the Thomas Family 2009 Trust.
- F2The share price noted represents the average weighted price per share, with purchases ranging from $30.82 to $30.84.
- F3Represents shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
- F4Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the Trustee with full voting and disposition rights.
- F5Represents shares held by the Reporting Person's 401(k).