SEC Form 4 · accession 0001179110-15-015185
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Zable
Officer — Exec. Chairman of the Board · Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 19, 2015 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 18, 2015 | J | 229,297 | — | D | 0 | I | Zable Survivors Trust |
| Common StockF1,F2 | Nov 18, 2015 | J | 187,370 | — | D | 0 | I | Zable QTIP Marital Trust |
| Common StockF1,F2 | Nov 18, 2015 | J | 32,593 | — | D | 0 | I | Zable Reverse QTIP Marital Trust |
| Common StockF1,F2 | Nov 18, 2015 | J | 16,108 | — | D | 0 | I | Zable Non QTIP Marital Trust |
| Common StockF3 | Nov 18, 2015 | J | 958 | — | D | 0 | D | |
| Common StockF1,F3,F4 | Nov 18, 2015 | J | 168,681 | — | A | 1,795,790 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF1,F5 | Nov 18, 2015 | J | 24,351 | — | A | 24,351 | I | Zable GST Trust |
| Common StockF6 | holding | — | — | — | 164,229 | I | Trusts for Reporting Persons' Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock held by Reporting Person as a co-trustee in a trust was distributed to Reporting Person's individual trust, where he is sole trustee.
- F2The reported securities were owned by the named trusts of which the Reporting Person was a co-trustee. The Reporting Person disclaimed beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3Reflects a transfer of shares without consideration from the Reporting Person to The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is trustee.
- F4The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is sole trustee.
- F5Zable GST Trust FBO Walter C. Zable dtd 9/18/78 U/A and restated 6/12/07, for which the Reporting Person is sole trustee.
- F6The reported securities are held in 3 trusts for the Reporting Person's children, for which the Reporting Person is trustee.