SEC Form 4 · accession 0001179110-15-014515
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Zable
Officer — Exec. Chairman of the Board · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 2, 2015 | S | 183,060 | $44.8134 | D | 1,647,109 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common Stock | holding | — | — | — | 958 | D | ||
| Common StockF4 | holding | — | — | — | 229,297 | I | Zable Survivors Trust | |
| Common StockF4 | holding | — | — | — | 187,370 | I | Zable QTIP Marital Trust | |
| Common StockF4 | holding | — | — | — | 32,593 | I | Reverse QTIP Marital Trust | |
| Common StockF4 | holding | — | — | — | 16,108 | I | Zable NonQTIP Marital Trust | |
| Common StockF5 | holding | — | — | — | 164,229 | I | Trusts for Reporting Person's Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were made pursuant to a 10b-5 trading plan adopted by the Reporting Person on May 21, 2015, for the purpose of diversification.
- F2The share price noted represents the weighted average price per share, with sales ranging from $44.75 to $45.76.
- F3The Walter C. Zable Trust U/A/D for which the Reporting Person is Trustee.
- F4The reported securities are owned by the named trusts of which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5The reported securities are held in 3 trusts for the Reporting Person's children, for which the Reporting Person is Trustee.