SEC Form 4 · accession 0001179110-15-011911
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Zable
Officer — Exec. Chairman of the Board · Director · 10% Owner
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5 | Aug 5, 2015 | S | 12,923 | $46.0087 | D | 2,230,514 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF3,F5 | Aug 6, 2015 | S | 50,000 | $46.3865 | D | 2,180,514 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF4,F5 | Aug 7, 2015 | S | 4,051 | $46.00 | A | 2,176,463 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF6 | holding | — | — | — | 229,297 | I | Zable Survivors Trust | |
| Common StockF6 | holding | — | — | — | 187,370 | I | Zable QTIP Marital Trust | |
| Common StockF6 | holding | — | — | — | 32,593 | I | Reverse QTIP Marital Trust | |
| Common StockF6 | holding | — | — | — | 16,108 | I | Zable NonQTIP Marital Trust | |
| Common StockF7 | holding | — | — | — | 164,229 | I | Trusts for Reporting Person's Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were made pursuant to a 10b-5 trading plan adopted by the Reporting Person on May 21, 2015, for the purposes of diversification. It is the current intent of the Reporting Person to sell shares in an amount not to exceed 750,000 shares total.
- F2The share price noted represents the weighted average price per share, with sales ranging from $46.00 to $46.10.
- F3The share price noted represents the weighted average price per share, with sales ranging from $46.00 to $46.57.
- F4The share price noted represents the weighted average price per share, with all sales completed at $46.00.
- F5The Walter C. Zable Trust U/A/D for which the Reporting Person is Trustee.
- F6The reported securities are owned by the named trusts of which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F7The reported securities are held in 3 trusts for the Reporting Persons children, for which the Reporting Person is Trustee.