SEC Form 4 · accession 0001387131-15-002640
TherapeuticsMD, Inc. · TXMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy G Thompson
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000025743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | P | 455 | $6.2939 | A | 1,000 | I | See |
| Common StockF2 | Aug 20, 2015 | P | 343 | $6.2939 | A | 1,000 | I | See |
| Common StockF3 | Aug 20, 2015 | P | 10,000 | $6.2939 | A | 10,000 | I | See |
| Common StockF4 | holding | — | — | — | 659,500 | I | See | |
| Common Stock | holding | — | — | — | 3,555 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by Elroy VI, LLC, in which Mr. Thompson owns an indirect interest. Mr. Thompson disclaims beneficial ownership of the shares held by Elroy VI, LLC except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Thompson is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Mr. Thompson's shares held indirectly by other means where inadvertently also included as held by Elroy VI, LLC in a Form 4 filed on September 8, 2014 to report the acquisition of 545 shares by Elroy VI, LLC. Such inadvertent shares are not included in the total shares beneficially owned by Elroy VI, LLC on this Form 4.
- F2Owned by Elroy VII, LLC, in which Mr. Thompson owns an indirect interest. Mr. Thompson disclaims beneficial ownership of the shares held by Elroy VII, LLC except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Thompson is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Mr. Thompson's shares held indirectly by other means where inadvertently also included as held by Elroy VII, LLC in a Form 4 filed on September 8, 2014 to report the acquisition of 657 shares by Elroy VII, LLC. Such inadvertent shares are not included in the total shares beneficially owned by Elroy VII, LLC on this Form 4.
- F3Owned by Tommy G. Thompson IRA.
- F4Owned by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, entities directly or indirectly solely owned by Mr. Thompson. Does not include (i) 545 shares previously reported as held by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, which are now reported as held by Elroy VI, LLC, (ii) 657 shares previously reported as held by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, which are now reported as held by Elroy VII, LLC, and (iii) 555 shares held directly by Mr. Thompson, which were previously inadvertently included in both the total number of shares directly and indirectly held by Mr. Thompson.