SEC Form 4 · accession 0000002488-18-000169
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry A Wolin
Officer — SVP, GC & Corporate Secretary
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2018 | M | 195,687 | $5.87 | A | 1,517,922 | D | |
| Common StockF2 | Aug 29, 2018 | M | 195,359 | $3.90 | A | 1,713,281 | D | |
| Common StockF3 | Aug 29, 2018 | S | 391,046 | $24.75 | D | 1,322,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF4 | $5.87 | Aug 29, 2018 | M | 195,687 | D | — | Jun 15, 2019 | Common Stock | 195,687 | 0 | D |
| Stock Option GrantF5 | $3.90 | Aug 29, 2018 | M | 195,359 | D | — | Jul 22, 2020 | Common Stock | 195,359 | 0 | D |
Explanation of responses
- F1The reporting person's stock option granted pursuant to AMD's 2004 Equity Incentive Plan was exercised prior to expiration date of the stock option, which is June 15, 2019.
- F2The reporting person's stock option granted pursuant to AMD's 2004 Equity Incentive Plan was exercised prior to expiration date of the stock option, which is July 22, 2020.
- F3Transaction executed in multiple trades at prices ranging from $24.02 to $25.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4This option vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.
- F5This option vested 33 1/3% on June 17, 2014 and then 8 1/3% per quarter over the next eight following quarters.