SEC Form 4 · accession 0000002488-18-000148
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 16,471 | $0.00 | A | 22,617 | D | |
| Common StockF1 | Aug 10, 2018 | F | 5,696 | $19.10 | D | 16,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 9, 2018 | M | 12,157 | D | — | — | Common Stock | 12,157 | 12,157 | D |
| Restricted Stock UnitsF2,F4 | — | Aug 9, 2018 | M | 4,314 | D | — | — | Common Stock | 4,314 | 8,629 | D |
| RSU AwardF2,F5 | — | Aug 9, 2018 | A | 12,805 | A | — | — | Common Stock | 12,805 | 12,805 | D |
Explanation of responses
- F1Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock units.
- F2Each RSU represents a contingent right to receive one share of AMD's common stock.
- F3The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019.
- F4The RSUs vest 1/3 each on August 9, 2018, 2019 and 2020.
- F5The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.