SEC Form 4 · accession 0000002488-18-000100
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry A Wolin
Officer — SVP, GC & Corporate Secretary
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | M | 184,050 | $7.50 | A | 1,284,508 | D | |
| Common StockF2 | Jun 1, 2018 | S | 184,050 | $14.27 | D | 1,100,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $7.50 | Jun 1, 2018 | M | 184,050 | D | — | Jun 15, 2018 | Common Stock | 184,050 | 0 | D |
Explanation of responses
- F1The reporting person's stock option granted pursuant to AMD's 2004 Equity Incentive Plan was exercised prior to the expiration date of the stock option, which is June 15, 2018.
- F2Transaction executed in multiple trades at prices ranging from $14.25 to $14.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3This option vested 33 1/3% on May 15, 2012 and then 8.33% per quarter over the next eight following quarters.