SEC Form 4 · accession 0000002488-18-000090
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Papermaster
Officer — Chief Technology Officer & SVP
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | M | 146,993 | $5.76 | A | 1,204,942 | D | |
| Common StockF2,F3 | May 15, 2018 | S | 146,993 | $12.29 | D | 1,057,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF4 | $5.76 | May 15, 2018 | M | 146,993 | D | — | Nov 15, 2018 | Common Stock | 146,993 | 150,000 | D |
Explanation of responses
- F1The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- F3Transaction executed in multiple trades at prices ranging from $12.18 to $12.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4The options vested 33 1/3% on November 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.