SEC Form 4 · accession 0000002488-18-000037
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Robert Anderson
Officer — SVP & GM, CG
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | M | 75,000 | $2.58 | A | 398,773 | D | |
| Common StockF2,F3 | Feb 21, 2018 | S | 75,000 | $11.92 | D | 323,773 | D | |
| Common StockF2,F3 | Feb 21, 2018 | S | 50,000 | $11.93 | D | 273,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF4 | $2.58 | Feb 21, 2018 | M | 75,000 | D | — | Jun 19, 2022 | Common Stock | 75,000 | 371,407 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017.
- F3Transaction executed in multiple trades at prices ranging from $11.83 to $12.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4The options vested 33 1/3% on June 19, 2016 and then 8 1/3% per quarter over the next eight following quarters.