SEC Form 4 · accession 0000002488-18-000033
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2018 | M | 129,472 | $5.66 | A | 2,108,245 | D | |
| Common StockF1 | Feb 14, 2018 | M | 26,952 | $5.87 | A | 2,135,197 | D | |
| Common StockF2,F3 | Feb 14, 2018 | S | 66,972 | $12.05 | D | 2,068,225 | D | |
| Common StockF2 | Feb 14, 2018 | S | 89,452 | $12.00 | D | 1,978,773 | D | |
| Common StockF4 | Feb 14, 2018 | S | 25,000 | $12.05 | D | 1,953,773 | D | |
| Common Stock | holding | — | — | — | 196,544 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $5.66 | Feb 14, 2018 | M | 129,472 | D | — | Jan 15, 2019 | Common Stock | 129,472 | 0 | D |
| Stock OptionF6 | $5.87 | Feb 14, 2018 | M | 26,952 | D | — | Jun 15, 2019 | Common Stock | 26,952 | 0 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- F3Transaction executed in multiple trades at prices ranging from $11.64 to $12.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Transaction executed in multiple trades at prices ranging from $11.68 to $12.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5These options vested 33 1/3% on January 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.
- F6These options vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.