SEC Form 4 · accession 0000002488-17-000255
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | M | 87,500 | $5.66 | A | 1,994,862 | D | |
| Common StockF2,F3 | Dec 12, 2017 | S | 87,500 | $10.08 | D | 1,907,362 | D | |
| Common StockF2,F4 | Dec 12, 2017 | S | 37,500 | $9.95 | D | 1,869,862 | D | |
| Common Stock | holding | — | — | — | 196,544 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $5.66 | Dec 12, 2017 | M | 87,500 | D | — | Jan 15, 2019 | Common Stock | 87,500 | 129,472 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.89 to $10.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5These options vested 33 1/3% on January 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.