SEC Form 4 · accession 0000002488-17-000247
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Nov 22, 2017
Accepted (ET)
Nov 24, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2017 | M | 4,689 | $1.84 | A | 19,078 | D | |
| Common StockF1 | Nov 22, 2017 | M | 10,000 | $7.50 | A | 29,078 | D | |
| Common StockF2,F3 | Nov 22, 2017 | S | 4,689 | $11.36 | D | 24,389 | D | |
| Common StockF2,F4 | Nov 22, 2017 | S | 10,000 | $11.37 | D | 14,389 | D | |
| Common StockF2,F5 | Nov 22, 2017 | S | 3,312 | $11.37 | D | 11,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $1.84 | Nov 22, 2017 | M | 4,689 | D | — | Aug 15, 2022 | Common Stock | 4,689 | 14,069 | D |
| Stock OptionF7 | $7.50 | Nov 22, 2017 | M | 10,000 | D | — | Jun 15, 2018 | Common Stock | 10,000 | 8,312 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3Transaction executed in multiple trades at prices ranging from $11.30 to $11.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Transaction executed in multiple trades at prices ranging from $11.31 to $11.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5Transaction executed in multiple trades at prices ranging from $11.31 to $11.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F6This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.
- F7This option vested 33 1/3% on May 15, 2012 and vests 8 1/3% per quarter over the next eight following quarters.