SEC Form 4 · accession 0000002488-17-000210
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Oct 8, 2017
Accepted (ET)
Oct 10, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2017 | M | 202,932 | $0.00 | A | 2,052,571 | D | |
| Common StockF1 | Oct 9, 2017 | S | 23,638 | $13.63 | D | 2,028,933 | D | |
| Common StockF1 | Oct 9, 2017 | S | 59,071 | $13.62 | D | 1,969,862 | D | |
| Common Stock | holding | — | — | — | 196,544 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2017 | M | 41,313 | D | — | — | Common Stock | 41,313 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2017 | M | 144,949 | D | — | — | Common Stock | 144,949 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2017 | M | 16,670 | D | — | — | Common Stock | 16,670 | 0 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.
- F2Each RSU represents a contingent right to receive one share of common stock.
- F3These RSU awards vested 33 1/3% on each of October 8, 2015, 2016 and 2017.