SEC Form 4 · accession 0000002488-17-000198
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2017 | M | 9,823 | $3.90 | A | 36,585 | D | |
| Common StockF1 | Aug 22, 2017 | M | 5,886 | $4.08 | A | 42,471 | D | |
| Common StockF1 | Aug 22, 2017 | M | 4,690 | $1.84 | A | 47,161 | D | |
| Common StockF2 | Aug 22, 2017 | S | 22,175 | $12.20 | D | 24,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $3.90 | Aug 22, 2017 | M | 9,823 | D | — | Jun 17, 2020 | Common Stock | 9,823 | 0 | D |
| Stock OptionF4 | $4.08 | Aug 22, 2017 | M | 5,886 | D | — | Aug 12, 2021 | Common Stock | 5,886 | 4,650 | D |
| Stock OptionF5 | $1.84 | Aug 22, 2017 | M | 4,690 | D | — | Aug 15, 2022 | Common Stock | 4,690 | 18,758 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3The options vested 33 1/3% on June 17, 2014 and then 8 1/3% per quarter over the next eight following quarters.
- F4The options vested 33 1/3% on August 9, 2015 and then 8 1/3% per quarter over the next eight following quarters.
- F5This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.