SEC Form 4 · accession 0000002488-17-000188
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | M | 21,103 | $0.00 | A | 31,291 | D | |
| Common StockF1,F2 | Aug 11, 2017 | S | 11,810 | $12.17 | D | 19,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 9, 2017 | M | 2,846 | D | — | — | Common Stock | 2,846 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | Aug 9, 2017 | M | 6,100 | D | — | — | Common Stock | 6,100 | 0 | D |
| Restricted Stock UnitsF3,F5 | — | Aug 9, 2017 | M | 12,157 | D | — | — | Common Stock | 12,157 | 24,314 | D |
| RSU AwardF3,F6 | — | Aug 9, 2017 | A | 12,943 | A | — | — | Common Stock | 12,943 | 12,943 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.
- F2Transaction executed in multiple trades at prices ranging from $11.89 to $12.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3Each RSU represents a contingent right to receive one share of AMD's common stock.
- F4The RSUs vest 1/3 each on August 9, 2015, 2016 and 2017.
- F5The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019.
- F6The RSUs vest 1/3 each on August 9, 2018, 2019 and 2020.