SEC Form 4 · accession 0000002488-17-000102
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | M | 4,166 | $7.57 | A | 29,147 | D | |
| Common StockF1 | May 3, 2017 | M | 3,000 | $4.08 | A | 32,147 | D | |
| Common StockF2,F3 | May 3, 2017 | S | 9,862 | $10.25 | D | 22,285 | D | |
| Common StockF2,F4 | May 3, 2017 | S | 4,166 | $10.24 | D | 18,119 | D | |
| Common StockF2,F5 | May 3, 2017 | S | 3,000 | $10.25 | D | 15,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $7.57 | May 3, 2017 | M | 4,166 | D | May 15, 2013 | Nov 15, 2017 | Common Stock | 4,166 | 0 | D |
| Stock OptionF7 | $4.08 | May 3, 2017 | M | 3,000 | D | Aug 9, 2016 | Aug 12, 2021 | Common Stock | 3,000 | 10,536 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3Transaction executed in multiple trades at prices ranging from $9.90 to $10.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Transaction executed in multiple trades at prices ranging from $9.90 to $10.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F6This option vests 33 1/3% on May 15, 2011 and 8 1/3% per quarter over the next eight following quarters.
- F7This option vests 33 1/3% on August 9, 2015 and 8 1/3% per quarter over the next eight following quarters.