SEC Form 4 · accession 0000002488-17-000032
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 10,000 | $3.90 | A | 15,257 | D | |
| Common StockF1 | Feb 10, 2017 | M | 10,000 | $4.08 | A | 25,257 | D | |
| Common StockF1 | Feb 10, 2017 | M | 4,689 | $1.84 | A | 29,946 | D | |
| Common StockF2,F3 | Feb 10, 2017 | S | 24,689 | $13.5248 | D | 5,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant | $3.90 | Feb 10, 2017 | M | 10,000 | D | Jun 17, 2016 | Jun 17, 2020 | Common Stock | 10,000 | 19,823 | D |
| Stock Option Grant | $4.08 | Feb 10, 2017 | M | 10,000 | D | Aug 9, 2015 | Aug 12, 2021 | Common Stock | 10,000 | 13,536 | D |
| Stock Option Grant | $1.84 | Feb 10, 2017 | M | 4,689 | D | Aug 15, 2016 | Aug 15, 2022 | Common Stock | 4,689 | 41,585 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3Transaction executed in multiple trades at prices ranging from $13.35 to $13.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.