SEC Form 4 · accession 0000002488-17-000002
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | M | 6,250 | $8.80 | A | 22,955 | D | |
| Common StockF1 | Jan 10, 2017 | M | 4,167 | $6.49 | A | 27,122 | D | |
| Common StockF1 | Jan 10, 2017 | M | 10,000 | $3.90 | A | 37,122 | D | |
| Common StockF1 | Jan 10, 2017 | M | 10,000 | $1.84 | A | 47,122 | D | |
| Common StockF2,F3 | Jan 10, 2017 | S | 41,865 | $11.51 | D | 5,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant | $8.80 | Jan 10, 2017 | M | 6,250 | D | May 15, 2013 | May 15, 2017 | Common Stock | 6,250 | 0 | D |
| Stock Option Grant | $6.49 | Jan 10, 2017 | M | 4,167 | D | May 15, 2013 | Aug 15, 2017 | Common Stock | 4,167 | 0 | D |
| Stock Option Grant | $3.90 | Jan 10, 2017 | M | 10,000 | D | Jun 17, 2016 | Jun 17, 2020 | Common Stock | 10,000 | 29,823 | D |
| Stock Option Grant | $1.84 | Jan 10, 2017 | M | 10,000 | D | Aug 15, 2016 | Aug 15, 2022 | Common Stock | 10,000 | 46,274 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3Transaction executed in multiple trades at prices ranging from $11.41 to $11.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.