SEC Form 4 · accession 0000002488-16-000300
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Dec 26, 2016
Accepted (ET)
Dec 28, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2016 | M | 206,041 | $0.00 | A | 2,228,267 | D | |
| Common StockF1,F2 | Dec 27, 2016 | S | 87,683 | $11.8578 | D | 2,140,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF3,F4 | — | Dec 26, 2016 | M | 206,041 | D | — | — | Common Stock | 206,041 | 412,082 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.
- F2Transaction executed in multiple trades at prices ranging from $11.61 to $12.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3Each RSU represents a contingent right to receive one share of AMD's common stock.
- F4This RSU award vests 33 1/3% on each of December 26, 2016, 2017 and 2018.