SEC Form 4 · accession 0000002488-16-000284
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | S | 14,470 | $6.92 | D | 16,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF2,F3 | — | Nov 15, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Sale of shares to cover reporting person's incremental tax liability.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.
- F3The RSUs vest 1/3 each on 11/15/2017, 11/15/2018 and 11/15/2019.