SEC Form 4 · accession 0000002488-16-000251
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Oct 8, 2016
Accepted (ET)
Oct 11, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2016 | M | 202,924 | $0.00 | A | 1,227,458 | D | |
| Common StockF1 | Oct 8, 2016 | F | 85,125 | $6.75 | D | 1,142,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2016 | M | 41,312 | D | — | — | Common Stock | 41,312 | 41,313 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2016 | M | 144,947 | D | — | — | Common Stock | 144,947 | 144,949 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 8, 2016 | M | 16,665 | D | — | — | Common Stock | 16,665 | 16,670 | D |
Explanation of responses
- F1Represents the number of shares to satisfy tax withholding obligations in connection with reporting person's Restricted Stock Unit ("RSU") releases.
- F2Each RSU represents a contingent right to receive one share of common stock.
- F3This RSU award vests 33 1/3% on each of October 8, 2015, 2016 and 2017.