SEC Form 4 · accession 0000002488-16-000239
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa T Su
Officer — President & CEO · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 122,960 | $0.00 | A | 1,059,324 | D | |
| Common Stock | Aug 9, 2016 | F | 34,790 | $6.60 | D | 1,024,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 9, 2016 | M | 41,668 | D | — | — | Common Stock | 41,668 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Aug 9, 2016 | M | 81,292 | D | — | — | Common Stock | 81,292 | 81,318 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.
- F2This award vests 33.33% on each of August 9, 2014, 2015 and 2016.
- F3This award vests 33.33% on each of August 9, 2015, 2016 and 2017.