SEC Form 4 · accession 0001127602-19-006781
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Musser
Officer — Exec VP, Corning Tech. & Intl.
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 11,107 | $20.82 | A | 61,944 | D | |
| Common Stock | Feb 15, 2019 | M | 11,059 | $20.91 | A | 73,003 | D | |
| Common Stock | Feb 15, 2019 | M | 10,857 | $21.30 | A | 83,860 | D | |
| Common StockF1 | Feb 15, 2019 | S | 33,023 | $34.2947 | D | 50,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $20.82 | Feb 15, 2019 | M | 11,107 | D | Mar 31, 2017 | Mar 30, 2024 | Common Stock | 11,107 | 0 | D |
| Stock Options (Right to Buy) | $20.91 | Feb 15, 2019 | M | 11,059 | D | Apr 30, 2017 | Apr 29, 2024 | Common Stock | 11,059 | 0 | D |
| Stock Options (Right to Buy) | $21.30 | Feb 15, 2019 | M | 10,857 | D | May 30, 2017 | May 29, 2024 | Common Stock | 10,857 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.29 to $34.315, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regardng the number of shares sold at each separate price within the ranges set forth previously in this footnote.