SEC Form 4 · accession 0001127602-19-001200
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendell P Weeks
Officer — Chairman, CEO & President · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | M | 3,182 | $0.00 | A | 3,182 | D | |
| Common Stock | Jan 2, 2019 | F | 3,182 | $29.88 | D | 0 | D | |
| Common Stock | holding | — | — | — | 787,794 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,373 | I | Held By Wife - Emp. Ben. Plan | |
| Common StockF2 | holding | — | — | — | 9,200 | I | Held By Wife - In Trust | |
| Common Stock | holding | — | — | — | 10,503 | I | Trustee U/employee Benefit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jan 2, 2019 | M | 3,182 | D | — | — | Common Stock | 3,182 | 80,059 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
- F2The Reporting Person disclaims beneficial ownership of all securities held by wife.
- F3Vesting to satisfy tax requirement pursuant to the April 2018 agreement.