SEC Form 4 · accession 0001127602-18-033993

CORNING INC /NY · GLW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 20, 2018

Accepted (ET)

Nov 20, 2018 · 4:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000024741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 20, 2018	M	50	$8.67	A	550	I	Held by Spouse
Common Stock^F1	Nov 20, 2018	M	50	$10.05	A	600	I	Held by Spouse
Common Stock^F1	Nov 20, 2018	M	50	$10.25	A	650	I	Held by Spouse
Common Stock^F2,F1	Nov 20, 2018	S	150	$30.8233	D	500	I	Held by Spouse
Common Stock	holding	—	—		—	35,953	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Options (Right to Buy)^F1	$8.67	Nov 20, 2018	M	50	D	Dec 3, 2009	Dec 2, 2018	Common Stock	50	I
Stock Options (Right to Buy)^F1	$10.05	Nov 20, 2018	M	50	D	Jan 2, 2010	Jan 1, 2019	Common Stock	50	I
Stock Options (Right to Buy)^F1	$10.25	Nov 20, 2018	M	50	D	Feb 2, 2010	Feb 1, 2019	Common Stock	50	I

F1The reporting person disclaims beneficial ownership of all securities held by spouse.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30,82 to $30.825, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.