SEC Form 4 · accession 0001127602-18-000604
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Tony Tripeny
Officer — Senior Vice President and CFO
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | M | 1,006 | $0.00 | A | 7,564 | D | |
| Common Stock | Jan 2, 2018 | F | 1,006 | $32.62 | D | 6,558 | D | |
| Common Stock | holding | — | — | — | 39,880 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 2, 2018 | M | 1,006 | D | — | — | Common Stock | 1,006 | 16,587 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
- F2Vesting to satisfy tax requirement pursuant to the March 2017 agreement.