SEC Form 4 · accession 0001127602-17-021500
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Clappin
Officer — President, Corning Glass Tech.
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2017 | M | 14,667 | $19.56 | A | 91,552 | D | |
| Common Stock | Jun 14, 2017 | M | 14,667 | $18.16 | A | 106,219 | D | |
| Common Stock | Jun 14, 2017 | M | 15,440 | $19.19 | A | 121,659 | D | |
| Common Stock | Jun 14, 2017 | M | 13,058 | $22.69 | A | 134,717 | D | |
| Common Stock | Jun 14, 2017 | M | 13,450 | $22.03 | A | 148,167 | D | |
| Common Stock | Jun 14, 2017 | M | 12,008 | $20.82 | A | 160,175 | D | |
| Common Stock | Jun 14, 2017 | M | 11,956 | $20.91 | A | 172,131 | D | |
| Common Stock | Jun 14, 2017 | M | 11,737 | $21.30 | A | 183,868 | D | |
| Common StockF1 | Jun 14, 2017 | S | 106,983 | $29.2525 | D | 76,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $19.56 | Jun 14, 2017 | M | 14,667 | D | Jan 4, 2011 | Jan 3, 2020 | Common Stock | 14,667 | 0 | D |
| Stock Options (Right to Buy) | $18.16 | Jun 14, 2017 | M | 14,667 | D | Feb 1, 2011 | Jan 31, 2020 | Common Stock | 14,667 | 0 | D |
| Stock Options (Right to Buy) | $19.19 | Jun 14, 2017 | M | 15,440 | D | Jan 3, 2012 | Jan 2, 2021 | Common Stock | 15,440 | 0 | D |
| Stock Options (Right to Buy) | $22.69 | Jun 14, 2017 | M | 13,058 | D | Feb 1, 2012 | Jan 31, 2021 | Common Stock | 13,058 | 0 | D |
| Stock Options (Right to Buy) | $22.03 | Jun 14, 2017 | M | 13,450 | D | Mar 1, 2012 | Feb 28, 2021 | Common Stock | 13,450 | 0 | D |
| Stock Options (Right to Buy) | $20.82 | Jun 14, 2017 | M | 12,008 | D | Mar 31, 2017 | Mar 30, 2024 | Common Stock | 12,008 | 0 | D |
| Stock Options (Right to Buy) | $20.91 | Jun 14, 2017 | M | 11,956 | D | Apr 30, 2017 | Apr 29, 2024 | Common Stock | 11,956 | 0 | D |
| Stock Options (Right to Buy) | $21.30 | Jun 14, 2017 | M | 11,737 | D | May 30, 2017 | May 29, 2024 | Common Stock | 11,737 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.25 to $29.265, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.