SEC Form 4 · accession 0001127602-17-018473
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Evenson
Officer — Senior VP & Chief Strategy Off
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | M | 19,648 | $13.33 | A | 37,638 | D | |
| Common Stock | May 15, 2017 | M | 18,062 | $14.50 | A | 55,700 | D | |
| Common Stock | May 15, 2017 | M | 17,040 | $15.37 | A | 72,740 | D | |
| Common StockF1 | May 15, 2017 | S | 54,750 | $29.2925 | D | 17,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.33 | May 15, 2017 | M | 19,648 | D | Mar 28, 2016 | Mar 27, 2023 | Common Stock | 19,648 | 0 | D |
| Stock Options (Right to Buy) | $14.50 | May 15, 2017 | M | 18,062 | D | Apr 30, 2016 | Apr 29, 2023 | Common Stock | 18,062 | 0 | D |
| Stock Options (Right to Buy) | $15.37 | May 15, 2017 | M | 17,040 | D | May 31, 2016 | May 30, 2023 | Common Stock | 17,040 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.25 to $29.365, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnore.