SEC Form 4 · accession 0001127602-16-060488
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Clappin
Officer — President, Corning Glass Tech.
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 15,000 | $20.86 | A | 81,589 | D | |
| Common Stock | Aug 15, 2016 | S | 15,000 | $23.00 | D | 66,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $20.86 | Aug 15, 2016 | M | 15,000 | D | Feb 1, 2010 | Jan 31, 2017 | Common Stock | 15,000 | 0 | D |
Remarks
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.