SEC Form 4 · accession 0001127602-16-036385
CORNING INC /NY · GLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Rogus
Officer — Senior VP & Treasurer
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | M | 799 | $0.00 | A | 85,113 | D | |
| Common Stock | Jan 4, 2016 | F | 799 | $17.91 | D | 84,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 4, 2016 | M | 799 | D | — | — | Common Stock | 799 | 8,019 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
- F2Vesting to satisfy tax requirement pursuant to the March 2015 agreement.