SEC Form 4 · accession 0001225208-16-028657
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy V Armes
Officer — COB, President & CEO · Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 41,673 | $25.425 | A | 382,723 | D | |
| Common Stock | Feb 26, 2016 | M | 12,382 | $23.96 | A | 395,105 | D | |
| Common StockF1,F2 | Feb 26, 2016 | S | 54,055 | $40.1043 | D | 341,050 | D | |
| Common Stock | Feb 29, 2016 | M | 37,969 | $23.96 | A | 379,019 | D | |
| Common StockF3,F2 | Feb 29, 2016 | S | 37,969 | $39.658 | D | 341,050 | D | |
| Common Stock | holding | — | — | — | 397 | I | 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $23.96 | Feb 26, 2016 | M | 12,382 | D | Feb 20, 2015 | Feb 19, 2024 | Common Stock | 12,382 | 88,320 | D |
| Employee Stock Option (Right to Buy) | $25.425 | Feb 26, 2016 | M | 41,673 | D | Feb 21, 2014 | Feb 20, 2023 | Common Stock | 41,673 | 0 | D |
| Employee Stock Option (Right to Buy) | $23.96 | Feb 29, 2016 | M | 37,969 | D | Feb 20, 2015 | Feb 19, 2024 | Common Stock | 37,969 | 50,351 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.08 to $40.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 205,944 resticted stock units.
- F3This transaction was executed in multiple trades at prices ranging from $39.255 to $40.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.