SEC Form 4 · accession 0001225208-16-028225
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Zamansky
Officer — Senior VP, Gen Counsel & Secy
Period of report
Feb 24, 2016
Accepted (ET)
Feb 25, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 7,241 | $23.96 | A | 56,412 | D | |
| Common Stock | Feb 24, 2016 | M | 6,156 | $25.425 | A | 62,568 | D | |
| Common StockF1,F2 | Feb 24, 2016 | S | 13,397 | $39.04 | D | 49,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $23.96 | Feb 24, 2016 | M | 7,241 | D | Feb 20, 2015 | Feb 19, 2024 | Common Stock | 7,241 | 7,241 | D |
| Employee Stock Option (Right to Buy) | $25.425 | Feb 24, 2016 | M | 6,156 | D | Feb 21, 2014 | Feb 20, 2023 | Common Stock | 6,156 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.885 to $39.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 17,095 restricted stock units.