SEC Form 4 · accession 0001225208-15-020461
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy V Armes
Officer — COB, President & CEO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 83,346 | $25.425 | A | 481,478 | D | |
| Common Stock | Nov 5, 2015 | M | 50,351 | $23.96 | A | 531,829 | D | |
| Common StockF1,F2 | Nov 5, 2015 | S | 50,351 | $42.5631 | D | 481,478 | D | |
| Common StockF1,F2 | Nov 5, 2015 | S | 83,346 | $42.5631 | D | 398,132 | D | |
| Common Stock | holding | — | — | — | 397 | I | 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $23.96 | Nov 5, 2015 | M | 50,351 | D | Feb 20, 2015 | Feb 19, 2024 | Common Stock | 50,351 | 100,702 | D |
| Employee Stock Option (Right to Buy) | $25.425 | Nov 5, 2015 | M | 83,346 | D | Feb 21, 2014 | Feb 20, 2023 | Common Stock | 83,346 | 41,673 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $42.39 to $42.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 173,650 restricted stock units including 467 dividend equivalents earned since reporting persons last report.