SEC Form 4 · accession 0001225208-15-007098
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda S Harmon
Officer — Senior Vice President
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 33,000 | $15.63 | A | 88,361 | D | |
| Common Stock | Mar 4, 2015 | M | 19,500 | $18.705 | A | 107,861 | D | |
| Common StockF1,F2 | Mar 4, 2015 | S | 52,500 | $38.1666 | D | 55,361 | D | |
| Common Stock | Mar 6, 2015 | A | 11,318 | $0.00 | A | 66,679 | D | |
| Common StockF2 | Mar 6, 2015 | F | 3,668 | $36.775 | D | 63,011 | D | |
| Common Stock | Mar 5, 2015 | A | 729 | $37.48 | A | 5,613 | I | Supplemental Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.63 | Mar 4, 2015 | M | 33,000 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 33,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $18.705 | Mar 4, 2015 | M | 19,500 | D | Mar 9, 2011 | Mar 8, 2020 | Common Stock | 19,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.14 to $38.291. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 20,633 restricted stock units