SEC Form 4 · accession 0001225208-15-006271
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy V Armes
Officer — COB, President & CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 107,500 | $15.63 | A | 578,620 | D | |
| Common StockF1,F2 | Feb 26, 2015 | S | 107,500 | $38.7253 | D | 471,120 | D | |
| Common Stock | Feb 27, 2015 | M | 107,500 | $15.63 | A | 578,620 | D | |
| Common StockF3,F2 | Feb 27, 2015 | S | 107,500 | $38.5024 | D | 471,120 | D | |
| Common Stock | holding | — | — | — | 397 | I | 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.63 | Feb 26, 2015 | M | 107,500 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 107,500 | 107,500 | D |
| Employee Stock Option (Right to Buy) | $15.63 | Feb 27, 2015 | M | 107,500 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 107,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.53 to $38.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 209,967 restricted stock units.
- F3This transaction was executed in multiple trades at prices ranging from $38.11 to $38.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.