SEC Form 4 · accession 0001225208-15-005896
COOPER TIRE & RUBBER CO · CTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Zamansky
Officer — Senior VP, Gen Counsel & Secy
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 33,000 | $15.63 | A | 76,528 | D | |
| Common Stock | Feb 24, 2015 | M | 13,100 | $25.85 | A | 89,628 | D | |
| Common Stock | Feb 24, 2015 | M | 12,312 | $25.425 | A | 101,940 | D | |
| Common Stock | Feb 24, 2015 | M | 7,241 | $23.96 | A | 109,181 | D | |
| Common StockF1,F2 | Feb 24, 2015 | S | 65,653 | $37.35 | D | 43,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $23.96 | Feb 24, 2015 | M | 7,241 | D | Feb 20, 2015 | Feb 19, 2024 | Common Stock | 7,241 | 14,482 | D |
| Employee Stock Option (Right to Buy) | $25.425 | Feb 24, 2015 | M | 12,312 | D | Feb 21, 2014 | Feb 20, 2023 | Common Stock | 12,312 | 6,156 | D |
| Employee Stock Option (Right to Buy) | $15.63 | Feb 24, 2015 | M | 33,000 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 33,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $25.85 | Feb 24, 2015 | M | 13,100 | D | Apr 4, 2012 | Apr 4, 2021 | Common Stock | 13,100 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.20 to $37.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 27,382 restricted stock units. Also, adjusted to include 301.811 dividends in transactions exempt pursuant to Rule 16a-11.