SEC Form 4 · accession 0001179110-18-000949
CONTINENTAL MATERIALS CORP · CUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ronald J Gidwitz
Director · 10% Owner
James G Gidwitz
Officer — Chairman of the Board · Director · 10% Owner
Betsy R Gidwitz
Director · 10% Owner
Ralph W Gidwitz
Director · 10% Owner
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF8,F3 | Jan 16, 2018 | A | 2,000 | $19.70 | A | 20,002 | D | |
| Common stockF8,F4 | Jan 16, 2018 | A | 2,000 | $19.70 | A | 20,002 | D | |
| Common stockF8,F2 | Jan 16, 2018 | A | 2,000 | $19.70 | A | 20,002 | D | |
| Common StockF1 | holding | — | — | — | 126,208 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 6,000 | I | See footnote | |
| Common stockF6 | holding | — | — | — | 33,140 | I | See footnote | |
| Common stockF5 | holding | — | — | — | 66,002 | D | ||
| Common StockF1 | holding | — | — | — | 727,126 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Persons are partners of a general partnership that is the record owner of the shares of the Issuer's Common Stock reported herein. In that capacity, each of the Reporting Persons is deemed to be the beneficial owner of such Common Stock for Section 16 purposes. Each of the Reporting Persons disclaims beneficial ownership of such Common Stock except to the extent of his or her beneficial interest in such partnership. Reported shares purchased may represent more than one transaction.
- F2Shares held of record by, and beneficially owned by, Reporting Person Betsy R. Gidwitz.
- F3Shares held of record by, and beneficially owned by, Reporting Person Ralph W. Gidwitz.
- F4Shares held of record by, and beneficially owned by, Reporting Person Ronald J. Gidwitz.
- F5Shares held of record by, and beneficially owned by, Reporting Person James G. Gidwitz.
- F6Shares owned by James G. Gidwitz through Issuer's 401(K) Plan.
- F7Shares purchased in a Trust for which the reporting person, James G. Gidwitz, has uncompensated investment authority but disclaims beneficial ownership of these shares except to the extent of his position as Trustee and investment advisor.
- F8Grant of 2,000 shares as compensation for service as a Director for the year 2018 under the 2010 Non-Employee Director Stock Plan pursuant to 16b-3(d).