SEC Form 4 · accession 0001179110-17-004448
CONTINENTAL MATERIALS CORP · CUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Douglas Andrews
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Mar 8, 2017 | A | 1,500 | $27.20 | A | 36,550 | D | |
| Common StockF2 | holding | — | — | — | 1,300 | I | In Trust, See Footnote | |
| Common StockF1 | holding | — | — | — | 500 | I | Owned by Parents | |
| Common StockF3 | holding | — | — | — | 1,000 | I | In Trust, See Footnote | |
| Common Stock | holding | — | — | — | 2,725 | I | Owned by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased in Parent's names. The reporting person has uncompensated investment authority but disclaims beneficial ownership of these shares except to the extent of his position as investment advisor.
- F2Shares purchased in Trusts held for benefit of Nephew. The reporting person is an uncompensated Trustee with investment authority. The reporting person disclaims beneficial ownership of these shares except to the extent of his position as Trustee and investment advisor.
- F3Shares purchased in Trusts held for benefit of Niece. The reporting person is an uncompensated Trustee with investment authority. The reporting person disclaims beneficial ownership of these shares except to the extent of his position as Trustee and investment advisor.
- F4Grant of 1,500 shares as compensation for service as a Director for the year 2017 under the 2010 Non-Employee Director Stock Plan pursuant to 16b-3(d).