SEC Form 4 · accession 0001209191-19-010960
CITIZENS, INC. · CIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher W Claus
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000024090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Citizens, Inc. Class A Common StockF1 | Feb 15, 2019 | M | 1,460 | — | A | 1,460 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 15, 2019 | M | 1,460 | D | — | — | Class A Common Stock | 1,460 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis.
- F2On February 15, 2018, the reporting person was granted 1,460 restricted stock units, vesting on February 15, 2019.