SEC Form 4 · accession 0001623528-19-000015
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Earl Smith
Officer — Sr. VP & General Counsel
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 28, 2019 | F | 611 | $59.52 | D | 13,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 1/28/2019, a total of 2,267 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/27/2016, 1/25/2017 and 1/24/2018, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.
- F2This amount includes 3,922 shares of restricted common stock which vest over time, which were previously reported.