SEC Form 4/A · accession 0001623528-19-000011
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark E Patten
Officer — Sr. VP & CFO
Period of report
Jan 23, 2019
Accepted (ET)
Jan 30, 2019 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 23, 2019 | A | 2,283 | — | A | 36,637 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.
- F2This amount includes the 2,283 restricted shares reported above, as well as 4,237 additional shares of restricted common stock which vest over time, which were previously reported.
- F3The reporting person is filing this amendment solely to correct the inadvertent over-reporting of his total holdings of common stock (Table I, Box 5) by 2,283 shares.