SEC Form 4 · accession 0001623528-18-000018
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Earl Smith
Officer — Sr. VP & General Counsel
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2018 | F | 341 | $64.25 | D | 11,627 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 2/5/2018, the vesting criteria for 1,250 shares of restricted common stock of the Issuer, which restricted shares were awarded to the reporting person on 10/22/2014, were satisfied. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's payroll tax withholding liability.
- F2This amount includes 4,134 shares of restricted common stock which vest over time, which were previously reported.