SEC Form 4/A · accession 0001623528-18-000014
CTO Realty Growth, Inc. · CTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark E Patten
Officer — Sr. VP & CFO
Period of report
Aug 22, 2017
Accepted (ET)
Feb 15, 2018 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000023795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 22, 2017 | M | 2,000 | $34.95 | A | 32,707 | D | |
| Common Stock | Aug 22, 2017 | F | 194 | $54.46 | D | 32,513 | D | |
| Common StockF3 | Aug 22, 2017 | S | 1,320 | $53.9481 | D | 31,193 | D | |
| Common Stock | Aug 23, 2017 | M | 2,000 | $34.95 | A | 33,193 | D | |
| Common Stock | Aug 23, 2017 | F | 196 | $53.25 | D | 32,997 | D | |
| Common Stock | Aug 24, 2017 | M | 2,000 | $34.95 | A | 34,997 | D | |
| Common Stock | Aug 24, 2017 | F | 188 | $54.09 | D | 34,809 | D | |
| Common StockF4 | Aug 24, 2017 | S | 2,640 | $53.7758 | D | 32,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amounts in Table I column 5 include 5,000 shares of restricted common stock which vest over time and 6,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.
- F2The reporting person is filing this amendment solely to correct the inadvertent under-reporting of his total holdings of common stock by 700 shares.
- F3This transaction was executed in multiple trades at prices ranging from $53.85 to $54.25. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- F4This transaction was executed in multiple trades at prices ranging from $53.30 to $54.09. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.